The UK’s Financial Conduct Authority (FCA) has revised some of its proposals on implementation of the second Markets in Financial Instruments Directive (MiFID II), issuing its final rules and guidance ...

The second Markets in Financial Instruments Directive (MiFID II) research unbundling rules are working well for investors, according to the Financial Conduct Authority (FCA). After conducting research ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Clients expecting to retire and take money from their small self-administered scheme in January could find themselves unable to do so unless their scheme has met Mifid II rules. Providers of Ssas, ...

Many fund houses and wealth managers are ignoring the spirit, if not the letter of the law, when it comes to disclosing all of the fees charged to clients as required under the Mifid II rules, ...

Mifid came into effect on November 1 but the market had already been benefiting from the innovation it encourages. Peter Koh reports. WHEN THE MARKET began worrying about the EU’s Markets in Financial ...

LONDON, Sept 2 (Reuters) - Vertically integrated stock exchanges would be opened to competition under draft European Union rules that will please countries such as Britain but pose a threat to ...

LONDON (Reuters) - Britain's departure from the European Union next March will force a full review of the bloc's sweeping new rules for markets, including tougher market-access conditions for foreign ...